Your main responsibilities will be as follow:
- Performing the Compliance Function
1.1. Fulfil duties of the Bank’s compliance officer to maximise efficiency and effectiveness and provide a consistent approach to legal and compliance matters.
1.2. Prepare all the documents necessary in the process of submitting licence application.
1.3. Update Compliance Policies and the Code of Conduct to reflect any changes in compliance standards and methodology.
1.4. Assess the compliance impact of significant business process changes, new or significantly modified offerings and non-standard business events to ensure they incorporate processes to facilitate compliance with applicable laws and regulations.
1.5. Work with business to help ensure products or processes do not negatively impact the Bank’s compliance and ethics status.
1.6. Provide reports of trends, significant issues together with compliance and ethics programme updates to the Audit Committee or the full Board of Directors.
1.7. Cooperate with external legal advisors.
1.8. Provide legal services and advice to the Bank, its divisions and employees, including inter alia internal processes and procedures, clients’ documentation, business development, contract management, customers’ claims/ complaints, corporate governance and employment issues. - Performing the MLRO function and ensuring adequacy of the anti-money laundering policies and procedures, and their application throughout the on-boarding process:
2.1. Handle the preparation work and management of inspections by the regulator.
2.2. Develop policies internally relating to AML in the Bank and oversee the implementation of those policies.
2.3. Act as a subject matter expert for the business and point of reference to address related queries .
2.4. Compile reports for the board and internal risk committees
2.5. Close cooperation with the AML/CFT Coordinator
Qualifications :
- Good knowledge of regulatory and legal framework relating to the financial industry and fintech in the German market.
- Graduate degree in law (LL.M./MBL or the German title Wirtschaftsjurist) – preferable but it is not a must).
- First and second State Law Examination (admission to the Bar in Germany) – preferable but it is not a must).
- Documented business background in the area of banking, wealth management and insurance, or in consulting, legal advisory, law enforcement -- would be an asset.
- Proficient in Microsoft Word , good computer skills.
We offer:
- Participation in the international business project.
- Real impact on features of banking products and services.
- Possibility to constantly develop your knowledge and skills by approaching new challenges.
- Possibility to use English in everyday work.
- Great team work experience with creative, engaged and friendly team mates.
- Employment contract.
- Medical package.
- Sports Card.
*Work place: Lodz (project stage) and Berlin (Germany)- since the license will be granted.
In accordance with article 13 of the Regulation (EU) 2016/679 of the European Parliament and of the Council of 27 April 2016 on the protection of natural persons with regard to the processing of personal data and on the free movement of such data, and repealing Directive 95/46/EC (General Data Protection Regulation, hereinafter referred to as "GDPR"), we hereby inform that the controller of personal data provided by You is Dragon Services Sp. z o.o. with its registered seat in 90-249 Łódź, ul. Jaracza 52, Poland. Providing personal data by You is completely voluntary. Entrusted personal data is stored and secured in accordance with applicable law. As a data subject, You always have the right to access your data and rectify it, delete, limit processing, the right to transfer data and to withdraw your consent at any time without affecting the lawfulness of processing. You have the right to file a complaint to the Personal Data Protection Office with its registered office in Warsaw, ul. Stawki 2, postal code: 00-193 Warsaw, telephone: 022 531 03 00, fax 022 531 03 01, hotline 606 950 000, whenever you feel that the processing of personal data concerning You violates the provisions of the GDPR. For further information please read: Information from the Controller.